Taking partly free voters seriously: autocratic response to voter preferences in Armenia and Georgia

Do voters in less than democratic contexts matter or are elections simply facades used to create a veneer of democratic accountability for domestic and international actors? Within the Autocratic Response to Voter Preferences in Armenia and Georgia project, funded by Academic Swiss Caucasus Net, CRRC-Georgia and CRRC-Armenia aimed to help answer this question, at least for Georgia and Armenia. On October 27, Caucasus Survey published the results of the project in a special issue, available here.

In the introduction of the issue, Koba Turmanidze and Matteo Fummagali ask do voters matter in competitive authoritarian regimes and, if so, how? Do their preferences make any difference in the way in which the regime conceives of policies and goes about policy-making? In their article, they argue that they do, and that incumbents take voters seriously. Crucially, the way the regimes respond to policy demand determines their durability in office. The article explains why, despite strong similarities, the political regime ruling Armenia remained stable over the years (from the mid-1990s), whereas the one in Georgia has been unseated on two occasions (2003–2004 and 2012–2013). Evidence confirms that policy-making and voters’ perceptions thereof also play an important role in determining whether a regime collapses or survives. The incumbents collect information on voter preferences, and devise policies in response to them. Policy-making thus matters and is extremely consequential. Paradoxically, however, policy-making makes a difference in counter-intuitive ways. The article concludes that a regime which refrains from making grand promises, or blatantly contradictory or unrealistic ones, has greater chances of surviving than those that set out to transform society, like Saakashvili’s Georgia. Ultimately, such policies backfire on those who launched them.

In the second article in the issue, Dustin Gilbreath and Koba Turmanidze highlight how state capacity volatility and growth affects political survival. Political science has dedicated extensive attention to the determinants of regime change as well as its relation to state capacity. Less work has focused on incumbent political survival and state capacity. Building on selectorate theory (Bueno De Mesquita et al., 2005), the article suggests that the chance of the party of the incumbent remaining in office is partially a function of the capacity of the state they hold power over. However, the authors also hypothesize that state capacity volatility decreases an incumbent’s chances of winning elections. To empirically test these hypotheses, the article uses a cross country statistical analysis complemented by illustrative case studies of policy making from Armenia and Georgia. The analyses support the above two hypotheses, showing that if the incumbent increases state capacity, it increases their chances of staying in office. However, capacity volatility decreases their chances of survival. While Georgian state capacity developed in fits, jumps, and starts, in Armenia state capacity developed at a slow and steady pace for most of its independence. As the aphorism goes, slow and steady wins the race with politicians being thrown out of office in Georgia and the incumbent in Armenia maintaining its power. Based on the analyses presented in the analyses, the authors suggest that a self-defeating game is at work for reformers.

In the third article in the issue, Dustin Gilbreath and Sona Balasanyan take a historic look at election fraud in Armenia and Georgia. In the article they note that elections on unfair playing fields are common, yet election day fraud can result in authoritarians losing office. The freer the environment, the more an authoritarian must rely on means other than election day fraud to retain office, because they are less capable of coercing the population without facing repercussions. Among those other means is cooptation through public policy. A common theme in the special issue is that public policy has been of greater import in Georgia than Armenia. The article makes a contribution to explaining the phenomenon using comparative case studies of election day fraud in Armenia and Georgia over time. To do so, the article uses methods from the field of election forensics to provide a quantitative comparison of the scale of election day fraud in each country’s elections since 2007 using precinct level election results for parliamentary and presidential elections. The test results suggest, as has been widely believed, that Georgia’s elections have had less election day fraud than Armenia’s during this period. This finding provides a theoretical basis to explain why public policy has been a greater concern in Georgia than Armenia.

In the fourth article in the issue, Giorgi Babunashvili argues that while voters are often assumed to be of tertiary importance in less than democratic contexts – the regime can manipulate, buy, or outright steal their votes goes the predominant logic – in reality, voters not only matter but engage in retrospective voting in Georgia, a country with imperfect political competition. Analysis of two waves of nationally representative survey data from 2012 to 2015 supports the retrospective voting theory, with a positive relationship between voter support for the incumbent party and positive assessments of government policies related to socio-economic, democratization, and security issues. Citizens who assess government policies negatively are more prone to voting for opposition candidates or not voting at all compared to those who are more satisfied with the government’s performance in Georgia. Notably, these findings are very similar for two governments led by two very different parties in Georgia: the United National Movement (2008–2012) and Georgian Dream – Democratic Georgia (since 2012). Hence, the author concludes that disregarding voters’ preferences has negative consequences for the legitimation and survival of the incumbent.

In the fifth article in this issue, Koba Turmanidze asks: Lie a little or promise a lot? This is a question many politicians face when campaigning before elections. The paper examines whether voters support ambiguous pre-election promises in Armenia and Georgia using an experimental design and if so, what it tells us about accountability mechanisms and a potential accountability trap. The accountability trap emerges when voters cannot hold their elected officials accountable for their promises due to their ambiguity and become disillusioned with political participation. The paper looks at how voters’ expected political behaviour changes in response to randomly assigned types of electoral promises from a hypothetical party. The paper shows a positive effect of ambiguity: if a party makes an ambiguous promise, it will do significantly better in Georgia and at least not worse in Armenia than a party promising a specific policy option. The effect of ambiguity partially explains why parties have been poor at putting forward coherent electoral programs in Armenia and Georgia. More broadly, the findings contribute to understanding the problem of accountability in hybrid regimes, which may lead to representation crises.

In the sixth article in the issue, Rati Shubladze and Tsisana Khundadze point out that voters care about policy, and this is true for democracies as well as hybrid regimes. To show how incumbents’ policy choice influences political continuity and change they look at public policies in Armenia and Georgia from 2004 to 2013. The paper is grounded in Gerschewski’s theoretical framework that views legitimation, repression, and co-optation as the three strategies or pillars of stability in less than democratic regimes. The authors describe each pillar as a set of specific policies designed by ruling parties to gain legitimacy in the eyes of voters, as well as policies aimed at co-optation and/or repression of political opponents. Hence, they demonstrate that the key to the incumbent’s electoral survival is the stabilization process between pillars, i.e. complementary application of policies based on available resources. However, the application of different stabilization strategies is not enough and timing, organization, and balance between pillars are also crucial for maintaining voters’ support for the incumbent. Based on secondary statistical evidence and primary qualitative data analysis, they show how the Armenian government managed to balance the pillars of stability by the effective and well-timed application of different policies, while the government of Georgia failed to use relevant pillars of stabilization when one of the pillars did not work to the incumbent’s advantage.

Overall, the issue makes the case that voters – even in less than democratic contexts – matter.  To view the articles, click on the links above or here for the entire issue.

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